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The Sixth Major US Overseas Territory
columnist: Roger C. S. Lin

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Topic: Foreign Policy
Taiwan's international legal position: A Defining Moment?

Many people claim that Taiwan is independent, others say that it is a part of China. However, in the last few years a third explanation has emerged, and it is gaining more and more adherents. Under this explanation, since 1952 Taiwan has actually remained under the jurisdiction of the military arm of the US government.
by Roger C. S. Lin
(centrist)
Monday, January 21, 2008

During a mid-December 2007 visit to Taiwan, Stephen Yates, former deputy assistant for national security affairs to US Vice President Dick Cheney and now president of DC Asia Advisory consulting group, stated that Taiwan officials can ask for clarification on US policy in matters that affect Taiwan's international status and participation in international organizations.

Such remarks should come as good news to the Taiwanese people, who often consider the US Executive Branch’s many pronouncements on Taiwan to be contradictory and even outright baffling.  Of course, different political groups in Taiwan are not without their contradictions as well, with little consensus on Taiwan's present status and desired future path for development.  Some local parties insist that Taiwan is "already an independent nation," while others loudly proclaim the island to be "an integral part of China." 

However, during the past two years, a third explanation has gained more and more proponents. This new explanation maintains that Taiwan is occupied territory of the USA.  In more technical terminology, this means that Taiwan is a US overseas territory under the jurisdiction of the United States Military Government (USMG). Below, we will refer to this as the "occupation theory."
 
Those who discount this reasoning are hard pressed to clarify why it so perfectly explains the many puzzling aspects of the US policy on Taiwan. While Mr. Yates is not known to be proficient in analyzing Taiwan's international legal status from this angle, the following brief overview illustrates the depth of the analysis, and will no doubt come as a surprise to most commentators on the US -- Taiwan --  PRC triangular relationship.
 
CRS Report

In July 2007 the Congressional Research Service (CRS) published a report for the US Congress entitled "Evolution of the One China Policy."  In the Summary at the beginning of that report the following points were made –
(1) The United States did not explicitly state the sovereign status of Taiwan in the three US-PRC Joint Communiques of 1972, 1979, and 1982.
(2) The United States "acknowledged" the "One China" position of both sides of the Taiwan Strait.
(3) US policy has not recognized the PRC's sovereignty over Taiwan;
(4) US policy has not recognized Taiwan as a sovereign country; and
(5) US policy has considered Taiwan's status as undetermined.

Although many people are confused about the content of the "One China Policy," it merely says that the PRC is the sole legitimate government of China.  That is all that it says. To date, the US has not recognized the PRC's sovereignty over Taiwan.  Moreover, any overseas territory under the jurisdiction of USMG must be said to have not reached a "final political status," remaining as "undetermined." Hence, the "occupation theory" does not present any contradiction to the above mentioned findings in this CRS Report.
 
What about the Three Noes of President Clinton?  He said: "We don't support independence for Taiwan; ….. or 'two Chinas'; or 'one Taiwan, one China'; ….. and we don't believe that Taiwan should be a member in any organization for which statehood is a requirement."  There is no contradiction there either.  A brief historical overview shows how all the seemingly puzzling facts of Taiwan's recent 125 years of history can be assembled together quite nicely under the "occupation theory." 

Historical Overview

The Qing Dynasty ceded Taiwan to Japan in 1895.  After the US Congress declared war on the Japanese Empire on Dec. 8, 1941, all military attacks against (Japanese) Taiwan were conducted by US military forces.  After the Japanese surrender, the USA had the obligation to occupy Taiwan and deal with reconstruction issues.  However, in General Order No. 1 of Sept. 2, 1945, General Douglas MacArthur directed Chiang Kai-shek (of the Republic of China) to go to Taiwan and accept the surrender of Japanese troops.

Although the surrender ceremonies were ostensibly conducted on behalf of the Allies, the ensuing military occupation of Taiwan is being conducted on behalf of the principal occupying power -- the United States of America.   Then in late 1949, the Republic of China (ROC) moved its central government to occupied Taiwan and became a government in exile.  Under this analysis, "Taiwan" today is merely a geographical term, not the name of a country.  

The highest ranking document of international law in regard to Taiwan's current legal status is the Senate-ratified San Francisco Peace Treaty (SFPT) of April 28,1952.  In this treaty, Japan renounced all claims to Taiwan, but no receiving country was specified.  However, the treaty does recognize the USA as the principal occupying power in Article 23, and then in Article 4b states that the USMG has jurisdiction over Formosa and the Pescadores.  
 
The Aug. 5, 1952 peace treaty between the Republic of China and Japan is also called the Treaty of Taipei. In that treaty, the arrangements of the SFPT are fully recognized.  In fact, the Treaty of Taipei is just a subsidiary treaty under SFPT Article 26.  So, the terms of these two treaties do not result in any contradiction with the "occupation theory."
 
On Oct. 25, 2004, (former) Secretary of State Colin Powell said: "Taiwan is not independent.  It does not enjoy sovereignty as a nation." On Aug. 30, 2007 Dennis Wilder, National Security Council Senior Director for Asian Affairs said: "Taiwan, or the Republic of China, is not at this point a state in the international community. The position of the United States government is that the ROC -- Republic of China -- is an issue undecided, and it has been left undecided, as you know, for many, many years." The statements of these two high ranking officials don't contradict the "occupation theory" in even the slightest way.

What about the Taiwan Relations Act, which is domestic legislation of the USA.  Under the TRA the United States treats Taiwan as a "foreign state," however in terms of foreign relations, we know that the US Executive Branch does not consider Taiwan to be an independent sovereign nation. Taiwan is thus "foreign in a domestic sense," which is precisely the description attached to the United States' newly acquired insular possessions of Puerto Rico, Guam, Cuba, and the Philippines after the Spanish American War of 1898.

Spanish American War Comparisons

Importantly, a review of the history of these four Spanish American War cessions all show that USMG jurisdiction did not end with the coming into force of the peace treaty, but continued until supplanted by a fully recognized civil government. The ROC is a government in exile of China, but a close overview of the historical and diplomatic record shows that it has never gained the legal status of "the recognized civil government of Taiwan." That is one of the major reasons why the President Carter broke diplomatic relations with the ROC as of Dec. 31, 1978.

In conclusion, it is important to clarify that the Taiwan question is not an issue which has grown out of the Chinese civil war in the late 1940's.  As outlined above, a close examination of the legal and historical record shows that the Taiwan question is an issue left over from WWII in the Pacific. With no "civil government" having supplanted USMG jurisdiction over Taiwan from the WWII period to today, legally speaking Taiwan is still occupied territory of the USA! 
 
The author has retained legal counsel in Washington D.C. and is currently pursuing this agenda in the United States District Court for the District of Columbia. Freedom of Information Act requests have also been filed with the Dept. of State and the National Archives and Records Administration.  The weight of the assembled evidence persistently reveals that the "occupation theory" is no longer theory, but fact.  

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©2008 Roger C. S. Lin, all rights reserved. You must have written permission from the author in order to republish this work.
Published: Monday, January 21, 2008
Last modified: Monday, January 21, 2008

The views expressed in this article are those of Roger C. S. Lin only and do not represent the views of Nolan Chart, LLC or its affiliates. Roger C. S. Lin is solely responsible for the contents of this article and is not an employee or otherwise affiliated with Nolan Chart, LLC in his/her role as a columnist.

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Reader Comments:

Posted By: John Schwartz
Date: 2008-01-21 07:45:49

Outstanding article.  What obligations does the United States have in this situation?  Should there be a handover to the PRC?

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Posted By: Roger C. S. Lin
Date: 2008-01-21 08:24:39

The Taiwanese are entitled to "fundamental rights" under the US Constitution.   The sooner that the Taiwanese people stand up, come together, and demand their rights, the better.   See related articles on http://www.taiwanadvice.com

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Posted By: the statist
Date: 2008-01-21 12:07:18

Mr. Lin san, thank you highly for the history lessons of the US leaders words on Tiawan.

You will find that a lot of religious non-interventionist libertarians on this site would rather see Tiawan go back to statist China then to be free and backed by the US. For some reason these people think that human rights and liberty mean nothing if someon else pays for them. I as a total interventionist libertarian, do not believe this to be the case.

Tiawan is something that the US should always stand up for and assist in thier independence from the PRC. With military pressure on the USSR and other statist nations coupled with trade and infiltration of Liberal Christian missionaries, people in the PRC have grow more liberal and economically free. Pressure must be applied to statism in all forms to keep it in check. Tiawan to date is a lot better place than the PRC, but hopefully one day the PRC and Tiawan will share the same values of liberty. Thank you for writing in the spirit of liberty. 

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Posted By: John Schwartz
Date: 2008-01-22 10:08:36

Statist,

Taiwan is a very vulnerable outpost for the United States to defend.  While everybody would prefer to guarantee the rights of the island's people, it simply isn't practical.  The Economist recently ran an article highlighting the dangers the PLA poses to America's military.  Here's a link.

http://www.economist.com/displaystory.cfm?story_id=10533205

According to the article, wargames that simulate conflict in the straights have shown that America will either be defeated or suffer horrendous casualties.

Given the PRC's recent history, including the benign government of Hong Kong, and the shift away from the extremes of the Cultural Revolution towards gradually increased civil liberties, I don't believe that war over Taiwan is justified.

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Posted By: the statist
Date: 2008-01-22 18:19:56

Who said that we would go to war? We are just supporting them, so that China doesn't go in and eat them alive. What do you think has caused China to become more liberal? It has been international pressure, trade, and a free Tiwan, Hong Kong, and other factors. The people of China are slowly gaining freedom. Not supporting Taiwan would be a bad idea.

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Posted By: Sandy Hsu
Date: 2008-01-22 22:12:27

There is lots of confusion here. So far as I know as a Taiwanese, these are the facts about Taiwan, USA and China. First, there is no war needed to defend Taiwan. WWII was over more than six decades ago. Since then Taiwan has been under the jurisdiction and protection of a US Military Government as dictated by the international San Francisco Peace Treaty. Even the Communist China has honored this part of the SFPT. Under the SFPT, the USA has the right and obligation to help set up a civil government in Taiwan and help the Taiwanese to achieve democracy. The only obstacle that stands in the way is the Chinese Nationalist government in exile (the ROC), which had illegally taken over Taiwan via massacre and a 40-year long martial law since the end of WWII. Due to this long-term isolation from the international community, many Taiwanese are suffering Stockholm Symdrom.

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Posted By: Jeff Geer
Date: 2008-01-23 11:55:49

The Libertarian-oriented CATO Institute has been negative on Taiwan for years especially Carpenter.  The Roger Lin column is an emerging school of thinking that examines the interim status of Taiwan before final status of China re-unification or a formalized Taiwan independence.  It draws heavily from US military regulations and the American judicial concept of US Military Government in SFPT.  This is not revisionist history but rather opening the American window on Sinological modern history.  The history and quandary of America's role is  being  geopolitically stuck in SFPT quasi-trusteeship of Taiwan during its interim status. It is  unfinished business of Japanese decolonialization, and it looks like this business isn't going to become finished for the near future.  Thus it is necessary to overtly transition from the USMG covert sponsor of the "ROC gov't-in-exile under SFPT into some civil form of interim treaty government which is a transparent instrument of American foreign policy (under Shanghai Communiques and Taiwan Relations Act).  In the end, there is US coopting of the Taiwan provocations of Beijing but continued mandating of a peaceful resolution of the final status by Beijing.  Taiwan democracy can flourish unmolested and Beijing doesn't need to attack. 

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Posted By: Save Our State
Date: 2008-01-25 20:58:14

Citizens of all countries must be keenly aware of thier governments.  The United Nations interest is one of a global rule.  Organizations like the Council of Foreign Relations are less interested in the "people" and more interested in their own power and profits.  As their interests have changed, so has their representation of the people.  President Bush called the "Constitution" just a "piece of paper", therefore we should not expect him to honor any "constitutional" agreement.  It is time to educate voters and encourage them them to become involved in politics.  The more the mass population becomes aware of political news and injustices, the more pressure can be applied to the elected officials to keep their promises and work for the people!

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